SE -
Securities and Exchange Commission SE -
Securities and Exchange Commission Securities and Exchange Commission
SE1.1 Annual Report
1935-1974
SE1.2 General Publications
C73 Study of Protective and Reorganization Committees
Pt. I-VIII and Index Digest
C81/2 Statistics of American Listed Corporations
Pt. I
C81/3 Return on Invested Capital
1936-41
C81/4 Registrants and Subsidiaries
1942
C81/5 Data on Profits and Operations
1936-42: Pt.1-4 1944-45: 1-6
1942-43: Pt.1-5 1945-46: 1-7
1943-44: Pt.1-3 1946-47:1-7
C81/7 Balance Data Sheet
1939-43: Pt.3
C81/8 Registrants and Subsidiaries
1945
C81/9 Cost of Flotation
1945-47
C81/10 Corporate Profits and Return on Net Worth
1942-50
F66/3 Cost of Flotation
1045-49
F66/6 Cost of Flotation of Registered Equity Issues
1963-65
F66/7 Cost of Flotation of Registered Issues
1971-72
H71 Holdings of Officers, Directors, and Principal Stockholders
In5 Instruction Book for Form 10 for Corporations
In8/1-7/Ind Index Digest
In8/11 List of Companies Registered Under the Investment Company Act of 1940
P38 Survey of Corporate Pension Funds
1951-54
R22 Report of the Real Estate Advisory Committee
R27/970 Releases Dealing with Matters under the Securities Act of 1933
R27/2/968 Compilation of Releases Dealing with Matters Arising Under the Securities
Exchange Act of 1934 and Investment Advisers Act of 1940
R27/5/967 Material Dealing with Matters under the Investment Company Act of 1940
Se26/9 Securities Required to be Exchanged for Cash on New Securities
January 1, 1954
Se26/10 Security Exchange Commission: Its Function and Activities 1965
Se26/11 Future Structure of the Securities Markets
S32/3 Securities Act of 1933, Updated as of September 1994
Un4 Trading in Unlisted Securities upon Exchanges
SE1.5 Laws
In8/977 Investment Company Act of 1940
In8/2/975 Investment Advisors Act of 1940
P96/974 Public Utility Holding Company Act of 1935
Se2 Securities Exchange Act of 1934
1972, 1976, 1975, 1991
T77/2 Trust Indenture Act of 1939
1974, 1975
SE1.6 Regulations, Rules and Instructions
F49/970 Form and Content of financial Statement
Or3 Organization, Procedures and Rules of Practice
R86/2/970 General Rules and Regulations Under the Securities Act of 1933
R86/3/970 General Rules and Regulations Under the Securities Exchange Act of 1933
R86/4/972 Rules of Practice
R86/6/963 General Rules and Regulations Under the Public Utility Holding Company
Act of 1935
R86/9/972 General Rules and Regulations Under the Investment Company Act of 1940
R86/10/No.78-2 SEC Rule Changes: Supplement to Chapter 2 of Title 17, C.F.R.
SE1.9 Official Summary of Security Transactions and Holdings
*Stored in West Campus Storage 40-J-3 thru 40-P-3*
11-55 (incomplete)
SE1.12 Papers in Re.
M199 In the Matter of McKesson and Robbins, Inc.
W616 Investigation of Richard Whitney and Co., vol.1-3
SE1.16 Securities Traded on Exchanges Under the Securities Exchange Act
1948, 1961-68, 1970, 1978,
SE1.17 Census of American Listed Corporations, Reports
1-18
SE1.17/3 Statistics of American Listed Corporations
1, 2
SE1.18 Survey of American Listed Corporations
1934: Subsidiaries 1940-41: 1-7
1939: 1-3, Supplements 1942: 8-10
1940: 4-7
SE1.18/2 Survey of American Listed Corporation Reported Information on Selected Defense
Industries
1-27
SE1.20 SEC Monthly Statistical Review
10, no.8-12
11-33
34, no. 9, 11, 12
35, no.1-7, 9-12
SE1.22 Survey of American Listed Corporations: Quarterly Sales Data
1946-1948:1-2
SE1.25/6 Statistical Series
1701 1902 2036 2168 2316 2501
1719 1906 2045 2173 2322 2512
1722 1907 2053 2175 2327 2516
1737 1911 2055 2185 2343 2528
1744 1923 2059 2194 2347 2529
1750 1924 2061 2198 2354 2543
1757 1942 2074 2202 2359 2547
1760 1943 2077 2208 2361 2557
1777 1946 2079 2214 2370 2564
1780 1960 2092 2219 2375 2566
1795 1963 2096 2222 2389 2581
1798 1964 2097 2229 2393 2582
1813 1969 2110 2235 2406 2586
1820 1978 2117 2238 2409 2594
1828 1980 2118 2248 2412 2597
1831 1986 2128 2267 2430 2599
1850 1997 2132 2276 2435 2611
1854 1999 2134 2278 2437 2612
1867 2002 2136 2282 2452 2629
1872 2016 2149 2292 2460
1886 2019 2153 2296 2470
1894 2021 2156 2306 2490
SE1.30 Economic Staff Papers
75-1
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